Sullivan publishes on ethics, criminal appeals, and seeking Supreme Court certiorari

My friend and colleague Professor J. Thomas Sullivan has published, Ethical and Aggressive Appellate Advocacy: The Decision to Petition for Certiorari in Criminal Cases, 51:3 St. Mary's L.J. 585 (2019).  The article is especially salient in light of the U.S. Supreme Court's recent decision requiring unanimous juries to convict in criminal trials for serious offenses.  Here is the abstract.

Over the past six decades, United States Supreme Court decisions have dramatically reshaped the criminal justice process to provide significant protections for defendants charged in federal and state proceedings, reflecting a remarkable expansion of due process and specific constitutional guarantees. For criminal defendants seeking relief based on recognition of new rules of constitutional criminal procedure, application of existing rules or precedent to novel factual scenarios, or in some cases, enforcement of existing precedent, obtaining relief requires further action on the Court’s part. In those situations, the Court’s exercise of its certiorari jurisdiction is the exclusive remedy offering an avenue for reversal of conviction or order vacating the sentence. Petitioning for review by writ of certiorari is essential to the defendant’s chances for obtaining relief and is what might be characterized as the “final tool” in the appellate lawyer’s “toolbox.” There are at least five scenarios in which the petition for writ of certiorari is critical, and counsel must be aware of circumstances dictating strategic decisions that need to be made in order to protect the client’s options for relief in the direct appeal and post-conviction processes.

As Sullivan explains in footnote:

This is the third in a series of articles addressing appellate practice from a different perspective than that usually taken by appellate courts with respect to counsel’s duty in representing the client. It differs from Chief Justice Warren Burger’s approach to attorneys serving as an officer of the court, as he expressed while writing for the majority in Jones v. Barnes, 463 U.S. 745 (1983). For the author’s prior articles addressing a more aggressive approach to appellate advocacy than that taken by the Jones majority, see J. Thomas Sullivan, Ethical and Aggressive Appellate Advocacy: Confronting Adverse Precedent, 59 U. Miami L. Rev. 341 (2005), and J. Thomas Sullivan, Ethical and Aggressive Appellate Advocacy: The “Ethical” Issue of Issue Selection, 80 Denv. U. L. Rev. 155 (2002).

See also the multi-talented Professor Sullivan recently playing Taps.

Linguists' famous feud evidences defamatory power of 'racist' charge

As I've written and spoken about in the past, in the 20-aughts, I was an unwilling combatant, enveloped collaterally, in "the Race Wars" at the University of Arkansas at Little Rock (epilog on my part).  If you've never heard of the Race Wars, you're to be forgiven.  It happened in American flyover country, where nothing in academia matters.  Not like when something happens at UCLA, and we get all vexed about it, like it's the first time, because now it's happened to someone important.  Nevertheless, my experience was life-altering for me.  And as often happens in the course of life's affection for irony, trauma leaves knowledge, wisdom, and even enlightenment in its wake.

One thing the Race Wars did was turn me 180 degrees into a plaintiff's advocate for defamation and privacy torts, even while vigorously maintaining my bona fides as a defender of the First Amendment and freedoms of expression and information.  Oddly enough, as a lawyer in the 1990s, I had once researched, for a case, the question of whether, or to what extent, an accusation of "racist" is capable of defamatory meaning.  I had concluded then, nearly never, even if uttered upon a false factual predicate.  And I was untroubled by that conclusion, because it fit with my then-staunch allegiance to free speech near-absolutism.  When, a decade later, the R-word was weaponized against me—falsely, unless one is speaking systemically, without reference to individual culpability, but that wasn't a thing until recently—I reassessed my analysis.

Yet my research showed, still, a decade ago, that it would be exceedingly difficult, impossible in many jurisdictions, to eke a successful defamation claim out of "racist," even when an accuser is signaling, by wink and nod, a false factual basis for the charge.  Common law evolution is slow, and precedents had mounted upon the conclusion that "racist" is a matter of opinion only, incorporating no assertion of fact, and thus incapable, as a matter of law, of lowering one's estimation in the eyes of the community.  Charged with a false accusation that threatened to end my career, that conclusion felt wrong.  If one were expected to resign one's job upon the mere fact of an accusation, regardless of its veracity, and regardless of any defense—I was asked to—then that seemed to me a sufficiently horrific charge to fit the bill for defamation.

In the years since, I have seen the same dynamic play out in cases around the country, to other people, in academia, employment, politics, and other contexts, repeatedly reinvigorating that nagging question, whether "racist" is merely an expression of opinion, or can carry defamatory meaning.  So it was with great interest, while on involuntary summer/pandemic hiatus from UMass Law, catching up with my reading, that I came upon a little story about the accusation "racist" in a Tom Wolfe book.  I'm breaking hiatus momentarily to share this story with you.

Tom Wolfe's Take on 'Everett v. Chomsky'

I just read Tom Wolfe's Kingdom of Speech (2016), about the origin of language, anthropologically speaking. Wolfe references a brilliant book I read some years ago, Don't Sleep, There Are Snakes (2008), by Daniel Everett, about his language work (and much more) with the isolated Pirahã people in Brazil. What I didn't know was that Everett's book was one important salvo in a vast intellectual war, in anthropology circles, between Everett, and his supporters, and Noam Chomsky, and his acolytes, over Chomsky's theory of "universal grammar" (UG).  (I'm not going into detail on the theories here, because that's not my purpose.)  Everett's 2008 book pretty well laid out UG.

What Wolfe explained in Kingdom of Speech is that Chomsky's people were like a (socialist, but, like, really, socialist) cult; they had been merciless in defending UG against advancing science showing UG to be garbage (I generalize). They would go after scientists to undermine their work and in that way kept UG around as a dominant theory of language development for decades, despite what, we see clearly now, was a dearth of evidence. UG was less science and more belief system, or academic cult of personality, built around Chomsky.

Among the unusual features of the Pirahã language is a lack of verb tense, as well as other treatments of time and relativity (especially the omission of something called "recursion"; again, not going into it here) that make communication with us, speakers of the world's modern languages, very difficult. One could conclude that the Pirahã are not very smart, because they don't communicate the way we do. That's mistaken; it's apples and oranges. But it's difficult to perceive Pirahã intellect until one masters the language, and Everett was the first outsider who ever did, only after years of study (and he is a savant-level quick study).

So here's the pertinent part. Everett was burgeoningly famous for his research on the ground in Brazil. Chomsky hated field work in general and hated Everett in particular, whose research was exploding UG. So, in 2007, Chomsky's side engineered this, according to Wolfe:

"Everett was in the United States teaching at Illinois State University when he got a call from a canary with a PhD informing him that a Brazilian government agency, FUNAI, the Portuguese acronym for the National Indian Foundation, was denying him permission to return to the Pirahã ... on the grounds that what he had written about them was ... racist. He was dumbfounded." (Wolfe's ellipses and emphasis.)

Wolfe further explained:

"Everett expressed nothing but admiration for the Pirahã. But by this time, even giving the vaguest hint that you looked upon some—er—indigenous people as stone simple was no longer elitist. The word, by 2007, was 'racist.' And racist had become hard tar to remove.

"Racist ... out of that came the modern equivalent of the Roman Inquisition's declaring Galileo 'vehemently suspect of heresy' and placing him under house arrest for the last eight years of his life, making it impossible for him to continue his study of the universe. But the Inquisition was at least wide open about what it was doing. In Everett's case, putting an end to his work was a clandestine operation."

It turns out that Don't Sleep, There are Snakes, in 2008, was Everett's rejoinder to this attack. The book was wildly popular, exceeding even the bounds of scholarly readership (thus reaching me), and hammered the nails to shut UG's coffin.

Though things worked out all right for Everett, Wolfe's story evidences, as if more evidence were needed, the defamatory potential of that R-word charge—even at a time when I was being told to let it go, that "words [could] never hurt me."

Incidentally, and strangely collaterally irrelevantly, Wolfe and I both are graduates of Washington and Lee University. As I just read in parody,"Washington and Lee University votes to remove offensive name from school's title. Will now simply be known as 'University.'"

Law prof joins 'Taps Across America,' honors Texas soldier, attorney, Justice Floyd A. Shumpert

My longtime colleague, mentor, and friend, Professor J. Thomas Sullivan, joined Monday's "Taps Across America" remembrance (Facebook), organized by CBS News correspondent Steve Hartman.

Justice Shumpert

Emphatically, if unnecessarily to my ear, asserting his amateur proficiency, Professor Sullivan played especially to honor his father-in-law, Floyd Allen Shumpert.  In 2008, Professor Sullivan dedicated a law review article to Justice Shumpert, writing:

This article honors my father-in-law, Floyd A. Shumpert of Terrell, Texas, who served as an Associate Justice on the Texas Court of Appeals for the Fifth Judicial District from his appointment in 1983 until his defeat in the 1984 general election. Judge Shumpert began his career in public service following his return to Kaufman County, Texas, after World War II. During the War, he served in the 8th Infantry Division, 28th Infantry Regiment, 2nd Battalion of the United States Army. He suffered a severe injury requiring amputation of his lower leg when he stepped on a land mine in the Huirtgen Forest in Germany only a few days before commencement of the German counter-offensive known today as the Battle of the Bulge. He was awarded the Silver Star and Purple Heart. Upon his return from Europe, he was elected County Clerk and later, after earning his law degree from Baylor University, County Judge. He left the bench for private practice for over fifty years in Kaufman County, interrupted only by his appointment to the court of appeals. He is the most courageous and the kindest man I have ever known.

J. Thomas Sullivan, Danforth, Retroactivity, and Federalism, 61 Okla. L. Rev. 425, 425 n.* (2008) (direct download).  The video is © 2020 J. Thomas Sullivan, used here with permission.

Trump litigation in legal education: Come for the car wreck, stay for the seminar

Coinciding with the U.S. presidential election in the fall semester of 2020, August to November, I'll be teaching a 15-student seminar in "Trump Litigation."

Donald J. Trump is a phenomenon in U.S. litigation, principally litigation over obligations (contract and tort).  He and his enterprises are infamously litigious; perhaps the most comprehensive analysis of Trump litigation is USA Today's remarkable compilation of data from more than 4,000 cases, by investigative journalist Nick Penzenstadler and team.  This vast body of litigation offers at once a deep sea in which one can dive into the doctrine of torts, contracts, and civil procedure, and an opportunity to ask the big questions I relentlessly press on first-year law students, such as whether the common law litigation system represents a pinnacle in human achievement in dispute resolution, or a disastrous failure.

No one knows now whether Donald Trump will be "a thing" after January 2021.  So I thought this fall would be an optimal time to capitalize on the Trump phenomenon as a teaching opportunity.  Here is the short course description:

Trump Litigation Seminar.  Investigation of civil court cases involving Donald Trump, and his family and businesses, in personal rather than public capacities. In tandem with the 2020 election cycle, this seminar invites students to examine public litigation files to study advanced doctrine in obligations law, to witness litigation skills and strategy, and to analyze public policy in American civil dispute resolution. Final paper.

As described, this seminar is calculated to be something of a capstone experience for third-years, comprising threads of doctrinal study, litigation skills, and discussion of theory and policy.

As I previewed to co-panelists at the Law and Society Association and the Southeastern Association of Law Schools conferences in 2019, my plan was to create an open-source course module that would be ready in summer 2020 for adoption, in part or in whole, by faculty in law, political science, mass communication, or other areas, exploiting the same fall time frame to explore Trump litigation with students.

Unfortunately, that summer project won't happen.  The University of Massachusetts Dartmouth found itself in a budget crisis after refunding student fees for room and board amid the coronavirus lockdown.  To help fill the hole, UMass Law canceled faculty compensation for summer 2020.

I plan still in the fall to use a blog page, ancillary to The Savory Tort and in conjunction with Dropbox cloud storage, to furnish resources for my seminar students.  To the extent that there might be any utility in those materials for anyone else, I am making the page public.  I will adapt and populate the page as I prepare the materials.  I have invested considerable effort in amassing and organizing litigation files on a range of key Trump cases, and it seems a shame to hoard them for my class, when they might be useful to others, whether for teaching, research, reporting, or just civic interest.

My focus here, again, will be to support my seminar, not, as originally planned, to support an open-source course module.  So I reserve the latitude to post what I want when I want to, and to make changes as it suits the needs of my class.  The page probably will undergo a lot of changes between now and when class starts in the second half of August, and more yet as the class develops in the fall.  That said, if you are a teacher, researcher, or journalist in need of something it looks like I might have but have not posted, or you have questions about what I've posted, please do reach out, and I'll help if I can—my availability being spotty while away from my desk until August 17.

Welcome to the Trump Litigation Seminar.

Anti-SLAPP slaps justice, but Richard Simmons survives dismissal in privacy suit over tracking device

Sensational Simmons in 2011
(Angela George CC BY-SA 3.0)

Updated Oct. 17, 2023, to correct broken links.

In telephone consultation with an attorney-colleague just the other day, I had occasion to climb onto my soapbox and preach my anti-anti-SLAPP gospel.  I'm not sure when he hung up, but I kept preaching, because it's about the message, not the audience.

Then Richard Simmons popped up in my newsfeed.  More on that in a minute.

'Anti-SLAPP'

Anti-SLAPP is a mostly statutory court procedure meant to diffuse "strategic lawsuits against public participation," that is, essentially, to dispose quickly of lawsuits that are meant principally to harass a defendant who is participating in public life in a way protected by the First Amendment, namely, speaking or petitioning.

The prototype case is a land developer who sues environmental protestors for a tort such as interference with contract.  An anti-SLAPP statute allows the protestor-defendant to obtain a quick dismissal, because the plaintiff knows the protestor is not a business competitor, and the plaintiff's true aim is harassment via tort litigation.  Anti-SLAPP may be useful if, say, and I'm just spitballing here, you're a sexual assault complainant suing a politician with a habit of counterclaiming for defamation.  But the far more common use of anti-SLAPP motions is when a mass-media defendant is sued for, well, anything.

The communications bar loves anti-SLAPP.  And what's not to love?  What anti-SLAPP statutes demand varies widely across the states.  A defendant's anti-SLAPP motion might require only that the plaintiff re-submit the complaint under oath, or more aggressive statutes demand that the court hold a prompt hearing and dismiss the complaint if the plaintiff cannot show probability of success on the merits, a stringent pretrial standard reserved usually for preliminary injunctions.  Whatever the statute requires, the universal takeaway is that the blocking motion is good for the defense, providing another way to slow down litigation and require more money, time, and exertion by the plaintiff—who, let's not forget, usually is a victim of injury, even if the injury has not yet been adjudicated to be the fault of the defendant.

My problems with anti-SLAPP are legion, not the least of which is that the communications defense bar hardly needs a new defense at its disposal.  We already have the most overprotective-of-free-speech tort system in the world.   Without diving deep today, it will suffice to say that my opposition to anti-SLAPP fits neatly into my broader position that the famous civil rights-era innovation in First Amendment law embodied in New York Times v. Sullivan (U.S. 1964) should rather be described as an infamous and pivotal turn down a wrong and dangerous road, which is why courts around the world have widely rejected the case's central holding.  My position makes me about the most despised person at any communications defense bar conference, so I mostly skip the social events, after I've redeemed my free drink tickets.

Along Came Richard Simmons

When I talk about the abusive deployment of anti-SLAPP, I'm usually talking about the plaintiff's inability to prove Sullivan "actual malice," which, as a subjective standard, requires evidence of the defendant's state of mind.  In an especially wicked cruelty, a typical anti-SLAPP motion requires the plaintiff to show likelihood of success in proving defendant's actual-malicious state of mind before the plaintiff is allowed to use litigation discovery to collect evidence—all of which remains in the defendant's possession.

Bastion of the First Amendment
(2015 image by Mike Mozart CC BY 2.0)

So the rules of the game in First Amendment defamation are first rigged against the plaintiff, and then, when the plaintiff dares to complain anyway, we punish the audacity.  Rubbing salt into the wound, anti-SLAPP laws may also then require the plaintiff to pay the corporate media defendant's legal fees, a bankrupting prospect for the everyday-Joe plaintiff who might have been victimized by the careless reporting of a profits-churning transnational news company.

What I don't usually talk about is the kind of thing that apparently happened lately to Richard Simmons.  The once-and-future fitness guru—don't miss Dan Taberski's podcast Missing Richard Simmons (e1), which, however "morally suspect," might be my favorite podcast ever—alleged in a California invasion-of-privacy lawsuit that celebrity gossip rag In Touch Weekly hired someone to put a tracking device on Simmons's car.  As media, do, and maybe now you to start to see the problem, In Touch Weekly asked for dismissal under California's powerful anti-SLAPP statute, putting to the test Simmons's audacious challenge to the shining gold standard of American journalism.

Fortunately in this case, a trial judge, and this week a California court of appeal, held that news-gathering through trespass, or intrusion, is not what anti-SLAPP is made to protect.  Correspondingly, there is no First Amendment defense to the tort of invasion of privacy by intrusion.  So Simmons's case may resist anti-SLAPP dismissal.

Also fortunately, Richard Simmons has the financial resources and determination to fight a strong invasion-of-privacy case all the way through an appeal before even beginning pretrial discovery.  This isn't his first rodeo.  Richard Simmons is a survivor.

Someone needs to give Richard Simmons a law degree, and one day I won't feel so alone at the comm bar cocktail party.

The case is Simmons v. Bauer Media Group USA, LLC, No. B296220 (Cal. Ct. App. 2d App. Dist. 4 Div. May 21, 2020).  Parent-company Bauer Media Group, by the way, owned the gossip magazines that lost to Rebel Wilson in her landmark Australian defamation case.

Now move those buns.

Photo is 'copy,' court has to explain to city, police in state record access case under Arkansas FOIA

Professor Robert. E. Steinbuch at the University of Arkansas Little Rock reports a startling case under the Arkansas Freedom of Information Act (FOIA)—startling because a lawsuit never should have been necessary, much less an appeal.  Professor Steinbuch wrote in opinion in today's Arkansas Democrat-Gazette:

Attorney Ben Motal visited the Little Rock Police Department headquarters to inspect and copy an accident report under the Arkansas Freedom of Information Act (FOIA). The police refused to allow Motal to copy the report by taking a photograph using his cell phone. He sued.

In response, the city filed a motion to dismiss, arguing that a citizen must choose to either inspect, copy, or receive a government record—notwithstanding the metaphysical impossibility of this claim. How can you copy a record without at least somewhat inspecting it—with your eyes closed?

Then, the city argued that a photograph is not a "copy." Remarkably, the trial court judge, Mackie Pierce, agreed. He said that "if the Legislature wanted to give you the right to photograph public records, they could have easily used the word 'photograph.' They didn't. They used 'copy' and 'copying.'"

. . . .

Pierce also dismissed the case because the city relented after being sued, and it provided the records directly to Motal without any need to photograph or otherwise copy them. We see this type of legal manipulation all the time, wherein public entities comply with the law only after being sued and then seek to Jedi-mind-trick their way out of litigation by asserting in court that "there's nothing to see here—move along, move along."

The result too often is that only attorneys and those who can afford attorneys have rights, because they can sue. If you're a regular Joe, you don't have any rights, say the city and the trial judge, because they've orchestrated it that there's no precedent to protect you when the city repeats the same bad acts they did to Motal.

Reversing, the Arkansas Court of Appeals, per Judge Kenneth S. Hixson, ruled in favor of Motal.  Now the city claims it will appeal to the state Supreme Court.  Professor Steinbuch predicts the city will not succeed, despite a dubiously reasoned dissent by Judge Raymond R. Abramson, who would have ruled the case moot ("these are not the droids we're looking for") and parroted the city's argument.  Judge Hixson was an attorney in private practice before going on the bench.  Judge Abramson was a municipal police court judge and a city attorney.

Steinbuch is right in his reasoning and his prediction.  Shame on the LRPD and the City of Little Rock.  They seem to fundamentally misunderstand that a public record belongs to the public.  They are only its custodians.

The opinion piece is Robert E. Steinbuch, "Photo" Finish, Ark. Democrat-Gazette, May 22, 2020.  With University of Arkansas Professor John J. Watkins, Professor Steinbuch and I are co-authors of the treatise, The Arkansas Freedom of Information Act (6th ed. 2017) (excerpt of prior edition at SSRN), which Judge Hixson referenced.

The case is Motal v. City of Little Rock, No. CV-19-344, 2020 Ark. App. 308 (Ark. Ct. App. May 13, 2020), also available from Justia.

Talk traces 'nuisance' from King Henry I to COVID-19

Yesterday I had the privilege to present in a lecture series (virtually) at Jagiellonian University (UJ) on the tort of nuisance in American common law.  I sketched out the historical background of nuisance relative to the recent lawsuit by the State of Missouri, against the People's Republic of China, alleging public nuisance, among other theories, and seeking to establish responsibility and liability for the coronavirus pandemic.  Here is a video (CC BY-NC-SA 4.0) of the presentation, also available from Facebook, where the lecture streamed live.  A narrative abstract is below the video.

The Tort of 'Nuisance' in American Common Law:

From Hedge Trimming to Coronavirus in 900 Years

Nuisance is one of the oldest civil actions in Anglo-American law, dating to the earliest written common law of the late middle ages.  Nuisance for centuries referred to an offense against property rights, like trespass, interfering with a neighbor’s enjoyment of land.  But a nuisance need not be physical, and colorful cases have addressed nuisance achieved by forces such as sound, light, and smell.  In recent decades, nuisance has undergone a radical transformation and generated a new theory of civil liability that has become untethered from private property.  State and local officials have litigated a broad new theory of “public nuisance” to attack problems on which the federal government has been apathetic, if not willfully resistant to resolution, such as climate change and the opioid epidemic.  Just last month, the State of Missouri sued the People’s Republic of China, asserting that COVID-19 constitutes a public nuisance.  Emerging from understandable frustration, public nuisance nevertheless threatens to destabilize the fragile equilibrium of state and federal power that holds the United States together.

Here are some links to read more, as referenced in the presentation:

• Oral argument in Oakland v. BP (9th Cir. argued Feb. 5, 2020)
• Complaint in Missouri v. PRC (E.D. Mo. filed Apr. 21, 2020) (item 1)
• The English Game (Netflix 2020)

Here is a two-minute video (CC BY-NC-ND 4.0) of only my PowerPoint (no audio), if you want an idea about the course of the talk:

The four-part lecture series, "American Law in Difficult Times," comprises:

Paul Kurth: The American Low-Income Taxpayer: Legal Framework and Roles Law Students Play
May 12, 18:00
Event - Video

May 19, 18:00
Richard Peltz-Steele: “Nuisance” in American Common Law Tort: COVID-19 as a Public Nuisance?
Event - Video

May 26, 18:00
Susanna Fischer: Art Museums in Financial Crisis: Legal and Ethical Issues Related to Deaccessioning
Event - Video

June 2, 18:00
Cecily Baskir: American Criminal Justice Reform in the Time of COVID-19
Event - Video

Here is the lecture series invitation (Polish) from the American Law Students' Society (ALSS) at UJ, via Facebook:

Here is an "about" from ALSS and partners:

❖ ABOUT AMERICAN LAW IN DIFFICULT TIMES:

The American Law Program (Szkoła Prawa Amerykańskiego) run by the Columbus School of Law, The Catholic University of American [CUA], Washington D.C., and the Faculty of Law and Administration, Jagiellonian University, Kraków, as well as the American Law Students’ Society (Koło Naukowe Prawa Amerykańskiego) at the Jagiellonian University, Kraków, sincerely invite you to participate in a series of four one-hour online open lectures and discussion sessions delivered by professors from the American Law Program.

The lectures will be devoted to a variety of legal issues mainly relating to COVID-19 difficulties facing people and institutions, for which legal solutions may be useful.

The lectures will be available through Microsoft Teams as well as a live-stream via Facebook. Participants willing to participate through Microsoft Teams are kindly asked to provide the organizers with their e-mails no later than 6 hours before the commencement of the lecture, by e-mail to kn.prawaamerykanskiego@gmail.com.

Your participation in all four lectures will be certified by the American Law Students’ Society. Only those participants who provide the organisers with their name, surname and e-mail will be granted such certificates.

I am grateful to Jagoda Szpak and Agnieszka Zając of ALSS at UJ; Wojciech Bańczyk, Piotr Szwedo, Julianna Karaszkiewicz-Kobierzyńska, and Gaspar Kot at UJ; and Leah Wortham at CUA.  The lecture series is sponsored by, and I am further grateful to, the Koło Naukowe Prawa Amerykańskiego (ALSS), Szkoła Prawa Amerykańskiego (School of American Law), and the Ośrodek Koordynacyjny Szkół Praw Obcych (Coordination Center for Foreign Law Schools) at the Uniwersytet Jagielloński w Krakowie (UJ in Kraków), and to CUA.

First Amendment right of access to court records is alive and kicking in electronic era

Developments in the First Amendment right of access to court records were on the menu this afternoon for a continuing legal education program from the American Bar Association (ABA).

The First Amendment protects "the freedom of speech, or of the press," and the U.S. Supreme Court in most contexts has rejected the First Amendment as carving out an affirmative access doctrine.  Yet access to court proceedings and records is an exceptional and narrow area of First Amendment law that grew out of criminal defendants' trial rights in the 1970s and 1980s.  (Co-authors and I wrote about the First Amendment and related common law right of access to court records in the early days of electronic court record access policy.)

Lately there has been some litigation pushing to clarify, if not expand, the First Amendment right of access to court records.  Specifically, courts in two federal jurisdictions, the U.S. Court of Appeals for the Ninth Circuit and the U.S. District Court for the Eastern District of Virginia, have recognized a right of timely access to newly filed trial court complaints.

The public access problem arose as a corollary to the economic exigency that has constrained contemporary journalism.  When I graduated from journalism school, and triceratops roamed the earth, a good journalist on the court beat checked the dockets at the clerk's office at the end of every day.  But the luxury of one journalist-one beat is long a thing of the past, and now it's harder for the working journalist to keep close tabs on new developments at the courthouse.  In this atmosphere, some state court clerks—most definitely not all, our presenters hastened to clarify—took to withholding newly filed complaints from the public record, whether while pending for "processing," or, one might speculate, to deter coverage of sensitive subject matter long enough for news editors to lose interest.

Courthouse News Service (CNS) is a national media entity reporting on civil litigation in state and federal courts.  I reference CNS often myself, here on the blog and in teaching and research, especially for pretrial court coverage, which is hard to come by in the United States.  CNS pushed back against the delayed release of pleadings, suing successfully in civil rights under the principal federal civil rights statute, 42 U.S.C. § 1983.  CNS had to beat abstention in both jurisdictions, which it did, after a first appeal and remand in the Ninth Circuit.

Relying on the range of federal precedents supporting the principle that "access delayed is access denied," CNS substantially prevailed upon its second go in federal trial court in California.  That case was called Planet, and CNS also won on appeal in, and remand from, the Ninth Circuit in a case called Yamasaki.  Remarkably, the third CNS case, in federal court in Virginia, featured full-on discovery, experts, and motions practice on its way to a four-day bench trial and CNS win.  Questions of fact arose from the clerks' purported necessity for delay while pleadings were "processed."  The court in Virginia declined formally to follow Planet, favoring a tougher articulation of the requisite First Amendment scrutiny.

The take-away from all of the cases is that the First Amendment does attach to newly filed pleadings, under the Press-Enterprise II "experience and logic test"; that timely ("contemporaneous," which doesn't mean instant) access matters from a First Amendment perspective; and that delays in access must survive heightened constitutional scrutiny.

These are the access-to-pleadings cases that the ABA presenters discussed:

• Courthouse News Serv. v. Planet, 947 F.3d 581 (9th Cir. Jan. 17, 2020) (“Planet III”), aff'g in part & vacating in part Courthouse News Serv. v. Planet, 44 Media L. Rep. 2261, 2016 WL 4157210 (C.D. Cal. May 26, 2016).
• Courthouse News Serv. v. Yamasaki, 950 F.3d 640 (9th Cir. Feb. 24, 2020), remanding, for further proceedings consistent with Planet III, Courthouse News Serv. v. Yamasaki, 312 F. Supp. 3d (C.D. Cal. May 9, 2018).
• Courthouse News Serv. v. Schaefer, ___ F. Supp. 3d ___, 2020 WL 863516 (E.D. Va. Feb. 21) (dkt. no. 102), appeal filed, No. 20-1386 (4th Cir. Apr. 2, 2020).

CLE presenters also discussed record access in the following cases.  I've added links to cases in trial court dispositions.

• Brown v. Maxwell, 929 F.3d 41 (2d Cir 2019) (remanding for in camera document review in journalist bid to access records in case of sexual abuse victim's allegations against late financier Jeffrey Epstein).
• In re New York Times, 799 Fed. Appx. 62 (2d Cir. 2020) (affirming in part and vacating in part sealing of two parts of transcript of guilty plea hearing in Foreign Corrupt Practices Act prosecution of former Goldman Sachs employee Timothy Leissner).
• Mirlis v. Greer, 952 F.3d 51 (2d Cir. 2020) (secreting video depositions of non-party witnesses, their privacy interests overcoming access presumption, upon access bid by online blogger in case by former student at orthodox Jewish school against the school and principal, alleging the principal sexually molested him while he was a student).
• Trump v. Deutshce Bank AG, 940 F.3d 146 (2d Cir. 2019) (denying access to taxpayer names as not "judicial documents," upon news organizations' motions to intervene and unseal unredacted letter filed by bank in appeal, in order to learn the redacted names of taxpayers whose income tax returns were in bank's possession, in case of bank resistance to subpoenas in House investigation of President's tax returns).
• King & Spalding, LLP v. U.S. Dep’t of Health and Hum. Servs., No. 1:16-CV-01616, 2020 WL 1695081 (Apr. 7, 2020) (denying seal, but allowing withdrawal, of information about attorney fees filed with motion, rejecting firm's claim of need to protect competitive information).
• United States v. Avenatti, No. 1:19-CR-00373, 2020 WL 70952 (S.D.N.Y. Jan. 6, 2020) (denying motion, filed by Government, defendant, and subpoena target, to seal records related to subpoena duces tecum issued on behalf of defendant on non-party in criminal proceeding).
• VR Optics, LLC v. Peloton Interactive, Inc., No. 1:16-CV-06392, 2020 WL 1644204, at *10 (S.D.N.Y. Apr. 2, 2020) (dkt. no. 308, at 17-20) (denying, as moot, motions by both parties to seal trial court records in patent dispute).
• Motion to Intervene and Unseal, Dawson v. Merck & Co., No. 1:12-cv-01876 (E.D.N.Y. filed Sept. 12, 2019, dkt. no. 121) (decision pending) (seeking unsealing and removal of redactions in court records in settled multi-district product liability litigation over alleged side effects of prescription drug, "Propecia," upon motion of news agency Reuters).

One indicator I found encouraging from an access advocate's perspective is the incidence of court rulings in favor of access even when both parties want to seal.

The ABA program was sponsored by the Forum on Communications Law.  The presenters were:

• Heather Goldman, Bryan Cave Leighton Paisner, Washington, D.C.,
• Rachel Matteo-Boehm, Bryan Cave Leighton Paisner, San Francisco,
• Christine Walz, Holland & Knight, New York, and
• Michael Grygiel, GreenbergTraurig, New York.

Report from a Social Distance Week 8: Speaking of Football, Magic, and Beer ...

Del's is a Rhode Island tradition.  (Photo by Lady Ducayne CC BY-NC 2.0.)

This will be my last weekly report for a while.  I've tried to make it extra savory.  My law school cut summer compensation, so my lemonade from lemons will be much less screen time in the next three months.  These eight "Reports from Quarantine" / "Reports from a Social Distance" have been a lot of fun to write, and I'm grateful for the positive feedback you've sent, dear reader.  Nevertheless, it feels like work anytime a laptop is staring back at you.

Though still experiencing a record-cold spring, the temperature here is at last topping 60°F (15.5°C) as many days as not.  My sprained ankle seems healed, thanks to my Instagram medical team, so I'm looking forward to more time out of the house.  We're reopening in Rhode Island, but there's not yet any timeline for phase 2, much less phase 3.  As I wrote yesterday, people's patience is wearing thin even here in staid New England.  Here's hoping that falling infection numbers bear out our anxious economic plan.

This has been my week 8 since coming home from Africa, and week 8 at home.  Literally, at home.

What I'm Reading

Mary Sidhwani, How to Find the True Self Within: Secrets of Relieving Stress and Anxiety (2019).  I'm not the self-help sort.  But my aunt wrote this book.  I can't imagine a more fitting title to kick off my time away from work.  I'm only as far as the introduction, and I'm keeping an open mind.  Audio chapters are available also.  Dr. Sidhwani is the compassionate soul behind the Women's Therapeutic Health Center, based in Ellicott City, Maryland.

John Maynard, The Aboriginal Soccer Tribe (2019).  This unusual nonfiction selection was a gift—name drop ahead 🤭—from Bonita Mersiades, whom I met last year at Play the Game, and of whom I became an instant admirer.  Mersiades is known in world sport circles as "the Australian whistleblower" for exposing FIFA corruption in soliciting nations' World Cup bids years before the 2015 indictments made whistleblowing fashionable.  She suffered enormously for the perceived betrayal, persecuted both professionally and personally.  Watch her talk about it at Play the Game, or read my account of the session.  A powerful personality already schooled in fighting the establishment as an executive in women's sport, Mersiades was not so easily deterred.  She wrote her own book, aptly titled Whatever It Takes: The Inside Story of the FIFA Way (2018); started her own boutique publishing house, Fair Play; and became a renowned commentator on the global business of football.

Knowing my interest in comparatism and sport and society, including research on Australian indigenous media, Mersiades gifted me the 2019 Maynard release.  John Maynard hails from a Worimi Aboriginal community on coastal New South Wales. He is a professor of indigenous history at the University of Newcastle in Callaghan.  Maynard's cultural-comparative work has set Aboriginal politics alongside African American and Native American policy problems.  He's also an avid football fan, and this book is a definitive biography of soccer and Aboriginal society.  The 2019 book from Fair Play is actually a revised update of an out-of-print 2012 original.  If you're a football fan, or you want to buy a gift for one, check out Fair Play's many other titles, too.  They include histories of Aston Villa, Liverpool, and Everton, as well as other socio-cultural studies of Asia and Brazil.

The 12 Minor Prophets.  With our church, we continue our year-long reading program, moving on to the intriguing teachings of the 12 minor prophets.  As usual, the BibleProject has fabulous drawing videos, starting with Hosea, Joel, Amos, and Obadiah.  Worship services are continuing online for now, and, as always, all are welcome, 0930 EDT on Sundays.

What I'm Watching

The English Game (2020).  This limited series was developed for Netflix by none other than Julian Fellowes (Downton Abbey).  Its six episodes are sometimes in a clumsy rush to deliver its upstairs-downstairs social message.  Overall, though, this story about the origins of association football (soccer) in late-1870s England makes for a thoroughly rewarding work of television.  The series uses football, today the world's game, as a lens through which to view evolving society.  The show brings within its scope not only thinning social strata, but emerging women's and labor rights.  Football itself was at a pivotal point of development at this time, transitioning from elite pastime to professional play, and introducing a more sophisticated form of passing play, recognized as the norm today, relative to a simple strategy of dribbling attack.

The story of a working-class mill team making an unprecedented run to steal the FA cup from elite-establishment collegiate players is very loosely based on real events.  Read more at the publication of your choice: Daily Mail, Digital Spy, Esquire, Express, i news, Mirror, Radio Times, The Spectator, or The Telegraph.  Kevin Guthrie is stately as earnest Scottish footballer Fergus Suter; Guthrie was Abernathy in Fantastic Beasts.

The Great (2020).  I watched the first few episodes of HBO's Catherine the Great with the resplendent Helen Mirren, who received a Golden Globe nomination for the lead role.  I've been embarrassed to admit that I found the show too slow and didn't finish it.  Now comes Hulu's The Great to tell me, it's OK, and to make Catherine's remarkable story so much more delightfully digestible.  This dark comedy features Elle Fanning (Maleficent's Princess Aurora and Dakota Fanning's sister) as Catherine and Nicholas Hoult (X-Men's Beast, the big screen's J.R.R. Tolkien, and the most recent Watership Down's Fiver) as Peter III.

At times laugh-out-loud funny and taking great liberties with history—TV Catherine only arrives in Russia for her wedding to the already-emperor, whereas the real Princess Sophia had been brought to court decades earlier—the story is, as the show's title card disclaims, "occasionally true"—as in portraying Count Orlov, played ably furtively by Sacha Dhawan (Doctor Who's latest Master), as an enlightened co-conspirator in Catherine's inevitable coup. The magnificent sets meant to emulate 18th-century Russian imperial opulence include one real Italian palace and several English castles and houses.  Be warned, there are brief and highly fictionalized portrayals of violence against animals.

The Politician s1 (2019).  This creation from Glee trio Ryan Murphy, Brad Falchuk, and Ian Brennan was much hyped, but ... weird.  I was interested enough to watch it all the way through.  But Glee it is not.  The Politician lives somewhere amid a wicked ménage à trois of Napolean Dynamite, My So-Called Life, and Alex P. Keaton.  Dear Evan Hansen's defining stage star Ben Platt snagged a Golden Globe nomination for the lead role, and he's terrific.  But the story of a socially awkward teen hell-bent on winning his high school presidency as a ticket-punch on his life-road to the White House is more aimless in the execution than the funny trailers suggest. Season two is expected in June; I'll probably skip it.

Good Eats Reloaded s1-s2 (2018-2020).  Devoted fans of the 14-season Food Network phenomenon that was Good Eats (1999-2012), we went twice to see cinematographer-turned-food-guru Alton Brown share his scientific approach to the culinary art on stage, in 2014 and 2016.  At the latter show, Brown caused an eruption of audience elation upon a cryptic clue that Good Eats might be coming back.  It has, and season 15, retitled Good Eats: The Return, is now free to view in 13 episodes at the Food Network online.  In the interim, Brown made two seasons of Good Eats Reloaded, the second coming out weekly now from the Cooking Channel, available there and on other platforms.  At first I did not want to watch Reloaded, because they looked like just rebroadcasts of the old show.  I was wrong; they're much more.

Hosted by Brown, Good Eats Reloaded is an often hilarious, sometimes MST3K-like look back at Good Eats highlights with plenty of new content.  Contemporary Brown mercilessly mocks his younger self, often breaking away to tell us, for example, how he cooks a burger now, with decades' more experience, or that he no longer uses rolling pin rings because, what seemed like a good idea at the time, they broke soon after the show was filmed.  Sometimes there are all new recipes; he cuts out early from s1e01 Steak Your Claim: The Reload to show us how to make my favorite Korean comfort food, bibimbap.  But, I say, leave out the fish sauce 😝 for the authentic urban-Seoul variant.  Speaking of eats ....

What I'm Eating

Lasagna.  My wife made her incomparable vegetable lasagna (pictured before the oven) for Mother's Day.  Get off my case.  I made breakfast.  She likes to cook.  It's her escape.  Heaven knows she deserves to escape.

Antoni's baked turkey mac'n'cheese.  Furthermore for Mother's Day, we had a family Zoom on my wife's side, wherein everyone made mac'n'cheese comfort food, feat. ground turkey, from Antoni's cookbook, Antoni in the Kitchen.  (That was just one of three Mother's Day Zoom calls.)  The product was tasty, but heavy.

Crepe cake.  Another self-sacrifice 😉 in the #SaveOurRestaurants campaign, we went back to neighbor-owned Crepelicious for its signature, 14-layer, green-tea crepe cake.  Speaking of heavy...

I'll lose weight after lockdown.  Promise.

What I'm Drinking

Mardi Gras King Cake.  My last order from Community Coffee brought Mardi Gras King Cake to my door.  It tastes almost sweet on its own, flavored as it is with cinnamon and vanilla.  It recalls my wife's king cake from March and reminds us of our beloved New Orleans, an especially welcome nostalgia since the cancellation of this summer's AALL conference there.

Koloa Estate.  We took an interlude from Community to visit the far side of the continent with medium-roast Koloa Estate from Kauai Coffee.  Kauai brands often get a bad rap because they're not 100% Hawaiian grown.  You're forgiven if the package led you to think otherwise.  Still, if you don't overpay, it's a solid coffee, for a blend, with some of that nutty flavor that characterizes beans grown in Pacific Rim soil.

Sharish Blue Magic Gin.  I brought this gin back from Lisbon.  Its name is the Arabic name of its home town, Monsaraz, in the southeastern Alentejo region of Portugal, and the unusual whale-fin bottle shape pays homage to the region's easterly hills.  Sharish is made by António Cuco, who, according to various accounts, was an unemployed teacher when he started experimenting with distillation in his home pressure cooker in 2013, set to head a multimillion-euro operation in a few short years.

Sharish's defining feature is its brilliant blue color, more indigo in brighter light and undiluted density, and its "magic" is that this color turns to pink in the presence of tonic.  I experimented, and it was fun. The blue color comes from the flower of the blue pea blossom, clitoria ternatea, in fact named for its, uh, feminine shape.  Tonic really does change the color, not just dilute it, shifting the acidity balance to alkaline, like when we played with pH paper in grade-school science class.  When the novelty wears off, a gin with a rewarding and summery flavor remains.  Sharish leads with its fruits, raspberry and strawberry, and they're backed up by a palette of Alentejo-grown botanicals: angelica, cardamom, cinnamon, ginger, and licorice, besides the blue pea and juniper.  Sharish goes down so pleasantly, even straight, that its 40% ABV sneaks up on you.

Clitoria ternatea is not a European native, and this is not the only gin that uses it.  The flower goes by many names around the world, including butterfly pea and Asian pigeonwings.  It's an Asian native and has long been known in Asian cuisine, notably Thai blue rice.  The flowers give Empress 1908 gin an indigo hue and a savour overlapping with Sharish.  Made in British Columbia and shipped worldwide, Empress is easier to find in North America, though I think a rung below Sharish in finish.

French 75.  I wanted to make a special cocktail for my wife for Mother's Day.  The French 75, a champagne-and-gin mix, was the signature favorite of Count Arnaud Cazenave in 20th-century New Orleans, according to the John DeMers book, Arnaud's, that I wrote about two weeks ago.  I used a Bon Appetit recipe, a French champagne, and New Amsterdam gin.  My French 75 made me feel like a high-class continental cultural import.  I was so carried away that I briefly joined the neighbor's bichon frisé in looking down (figuratively) on our lab mix.

Death by King Cake.  I ventured to the "essential" liquor warehouse to bring my wife two new beers to try for Mother's Day.  We love whites and sours.  Both of these were indulgent treats.  Death by King Cake let us end the day the way we started it.  From Colorado-based Oskar Brewing, King Cake is a 6.5% ABV white porter brewed with vanilla, cinnamon, nutmeg, cacao nibs, orange peel, and pecans.  Oskar promises Death by Coconut coming soon, an Irish-style porter in the same "series."

Key Lime Pie Sour.  Of all the food and bev I've tried around the world, I remember vividly my first frozen-key-lime-pie-slice-dipped-in-chocolate-on-a-stick in Key West, Florida.  That was the moment I realized that humanity had achieved Roman Empire-level gluttony on a global scale, and that our fall is inevitable, probably coming sooner than later, but that it would be a helluva ride down.  This is that in a beer.  From New Hampshire-based Smuttynose Brewing Co., there's an adorable seal visage on the back of the can. 6.3% ABV.

It was a Zoom Mother's Day


Stay thirsty, my friends!

Eating and Drinking images by RJ Peltz-Steele CC BY-SA 4.0 with no claim to underlying works
Zoom captures by RJ Peltz-Steele CC BY-NC-SA 4.0 with no claim of data protection waiver

Posted May 15, 2020. To settle a pandemic-related financial crisis at UMass Dartmouth, law faculty are not receiving research compensation in summer 2020. I will be away from my desk, May 16 to August 15. Blog posts will be sparse, and I will not receive email. On the upside, summer 🌞! If you need to reach me, please send a message through the faculty assistants’ office (Ms. Cain and Ms. Rittenhouse). Stay thirsty.